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A broker-dealer and financial services company is looking for a General Counsel to sit in its Dallas headquarters. Candidates must have at least 10 years’ worth of experience, including significant experience working at FINRA or in the Enforcement Division of the SEC, with a focus on broker-dealer oversight, as well as significant litigation experience. The role will focus primarily on handling litigation, and regulatory reviews/investigations, as well as some broader transactional and advisory work. This is a new and growing company, and the General Counsel will have the opportunity to build a small legal team over time.
About RPN Executive Search
Prior to establishing RPN, Steve Rado, Lee Presser, and Rachel Newman worked together for a combined 40 years as legal recruiters. Individually and as a team we have helped hundreds of attorneys make positive career moves. We have also established and managed client relationships with corporations spanning all industries, law firms of all sizes, and not-for-profits. At RPN, we take tremendous pride in being relationship based recruiters, not simply transactional, and the result of this approach is that the vast majority of our new clients are referred to us by existing clients.