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Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.
Independently investigate and draft responses to oral and written customer sales practice complaints.
Negotiate settlement terms and conditions consistent with Firm policies
Draft necessary regulatory filings related to sales practice complaints
Draft responses to regulatory inquiries stemming from customer complaints
Support senior litigation attorneys in response to certain complaints and regulatory inquiries
Work with branch offices on non-complaint matters that need legal review and settlement
Must be licensed attorney in good standing/ or significant insurance industry practice and compliance experience with a Bachelor's degree.
Must have excellent written and verbal communication skills, attention to detail, strong time management skills
Must be able to interact in a mature and professional manner with a variety of individuals
Must have general knowledge of investing/markets and the ability to research investment related allegations
Must exhibit excellent judgment, initiative and adherence to deadlines
Must be able to interact with Firm clients and the willingness to receive and apply feedback on work product from supervisor(s)
Internal Number: 3133876
About Morgan Stanley
We believe capital can work to benefit all of society. We make this belief a reality by putting clients first, leading with exceptional ideas, doing the right thing, and giving back.