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Funds and Advisory Company seeks an attorney with 2+ years of ’40 Act experience.
Support the organization’s expanding mutual fund services business.
Work includes: Mutual funds, registration, investment advisory, contracts, broker-dealer and reviews.
Investment Advisory and Contracts experience a plus.
Reports to a nice GC; small group; work closely with senior management.
NY Suburbs location or NYC. Base up to $200K plus bonus.
Annual updates to registration statements.
Regulatory filing - including registration statement amendments, exchange listing applications, proxy statements and related filings.
Board meetings and drafting board meeting minutes. Prepare agendas, resolutions, agreements and other policies and procedures for board meetings, including organization meetings.
Assist in the creation of new funds, including drafting and filing the initial registration statement.
Communicate with SEC examiners and New York Stock Exchange representatives on behalf of fund clients.
Regulatory issues, general legal matters and work closely with compliance, fund administration and accounting teams.
2+ years of experience with the Investment Company and Investment Advisers Acts of 1940 and registration.
Contracts and Broker-dealer experience a plus.
For consideration by Andrea Steiner & Joel Berger, for this and other Meridian opportunities, please send your resume in confidence to: email@example.com
Internal Number: MFA303
About Meridian Legal Search
Meridian Legal Search is a legal staffing organization specializing in the search, recruitment and placement of attorneys, paralegals and compliance professionals for the nation's leading financial institutions, insurance companies, pharmaceutical companies, law firms, Fortune 500 companies and other major corporations. Meridian was first established in 1936, and has successfully been placing attorneys more than 40 years now. Meridian's clients include corporations (public and private), law firms (large, medium and boutique) and Fortune 1000 and global financial services corporations. We place partners, counsels and associates; general counsel, associate counsel, staff attorneys and paralegals in corporate finance, litigation, securities/compliance, investment banking, investment management, banking, private equity, venture capital, mutual funds, hedge funds, broker dealer, insurance, intellectual property, media, entertainment, information technology, pharmaceutical and many other industries. Our clients are located throughout the United States and overseas. All communication and correspondence with candidates is treated confidentially, and candidate resumes are submitted to clie...nts only upon receiving the candidate's prior express permission to do so. Other services we offer include counseling law firms and corporations on hiring strategies and compensation packages, law firm mergers and diversity hiring programs. We have a state of the art, advanced computer database of 100,000 attorneys and 9,000 law firms, corporations and not-for-profits. Additionally, Meridian Legal Temps, Inc. is a division of Meridian Legal Search. Placements include temporary and temp-to-perm attorneys and paralegals at all levels and in a wide range of practice areas.Meridian Legal Search is a founding member of the National Association of Legal Search Consultants (NALSC) and adheres to the NALSC Code of Ethics.