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Join a 60-year investment advisory firm with $6BB+ aum.
Will assist and advise the GC/CCO and the COO.
Variety of products and client accounts.
The role demands a high level of responsibility combined with self-sufficiency.
Excellent compensation and benefits, great potential for advancement
Oversee Code of Ethics administration, including reviews of personal trading, gifts, etc.
Assist in updating, maintaining and testing the firm’s policies and procedures, and conducting an Annual Review.
Involvement with administrative matters for the firm’s Chief Operating Officer (including phones).
Assist with preparation for mutual funds, hedge funds and UCITS legal and compliance matters.
Coordinate client intake process with client service, including AML checks, review of documents and forms.
Maintain and review Compliance Calendar
Minimum 1-4 years’ experience with mutual funds. Also, hedge funds and UCITS a plus.
Ethics administration, reviews of personal trading and testing/updating policies and procedures
Internal Number: B52
About Meridian Legal Search
Meridian Legal Search is a legal staffing organization specializing in the search, recruitment and placement of attorneys, paralegals and compliance professionals for the nation's leading financial institutions, insurance companies, pharmaceutical companies, law firms, Fortune 500 companies and other major corporations. Meridian was first established in 1936, and has successfully been placing attorneys more than 40 years now. Meridian's clients include corporations (public and private), law firms (large, medium and boutique) and Fortune 1000 and global financial services corporations. We place partners, counsels and associates; general counsel, associate counsel, staff attorneys and paralegals in corporate finance, litigation, securities/compliance, investment banking, investment management, banking, private equity, venture capital, mutual funds, hedge funds, broker dealer, insurance, intellectual property, media, entertainment, information technology, pharmaceutical and many other industries. Our clients are located throughout the United States and overseas. All communication and correspondence with candidates is treated confidentially, and candidate resumes are submitted to clie...nts only upon receiving the candidate's prior express permission to do so. Other services we offer include counseling law firms and corporations on hiring strategies and compensation packages, law firm mergers and diversity hiring programs. We have a state of the art, advanced computer database of 100,000 attorneys and 9,000 law firms, corporations and not-for-profits. Additionally, Meridian Legal Temps, Inc. is a division of Meridian Legal Search. Placements include temporary and temp-to-perm attorneys and paralegals at all levels and in a wide range of practice areas.Meridian Legal Search is a founding member of the National Association of Legal Search Consultants (NALSC) and adheres to the NALSC Code of Ethics.