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Senior Funds Counsel for established yet fast growing, innovative, dynamic funds company. 100+ funds and growing!
Nice GC, 6 attorney group, opportunity to supervise junior attorney(s).
Attractive compensation: base + bonus + benefits.
Relocation and interview expenses paid.
Support ‘40 Act fund activities and be largely responsible for owning the registration process, and more.
Drafting, reviewing and updating of regulatory materials, including registration statements.
Draft authorized participant handbook updates and manage dissemination.
Review and revise board materials.
Handle aspects of registration statement process, including process enhancement and coordinating the printing of prospectuses and supplements. Draft and review registration statements (prospectuses and statements of additional information), board materials and proxy statements.
Annual and semi-annual shareholder reports and other regulatory documents.
Work closely with the compliance and fund administration teams; regulatory issues, new product initiatives, investment eligibility issues, general legal and corporate governance matters. Research and advise on developments in the laws, regulations and practices relating to the retail funds industry.
Opportunity to supervise junior attorney doing similar ’40 Act work.
Contact with portfolio managers and senior management.
7+ years of ’40 Act/mutual funds/registered funds experience
Strong knowledge of Investment Company Act of 1940
ETFs and/or alternative funds experience a plus but not required.
Meridian Legal Search is a legal staffing organization specializing in the search, recruitment and placement of attorneys, paralegals and compliance professionals for the nation's leading financial institutions, insurance companies, pharmaceutical companies, law firms, Fortune 500 companies and other major corporations. Meridian was first established in 1936, and has successfully been placing attorneys more than 40 years now. Meridian's clients include corporations (public and private), law firms (large, medium and boutique) and Fortune 1000 and global financial services corporations. We place partners, counsels and associates; general counsel, associate counsel, staff attorneys and paralegals in corporate finance, litigation, securities/compliance, investment banking, investment management, banking, private equity, venture capital, mutual funds, hedge funds, broker dealer, insurance, intellectual property, media, entertainment, information technology, pharmaceutical and many other industries. Our clients are located throughout the United States and overseas. All communication and correspondence with candidates is treated confidentially, and candidate resumes are submitted to clie...nts only upon receiving the candidate's prior express permission to do so. Other services we offer include counseling law firms and corporations on hiring strategies and compensation packages, law firm mergers and diversity hiring programs. We have a state of the art, advanced computer database of 100,000 attorneys and 9,000 law firms, corporations and not-for-profits. Additionally, Meridian Legal Temps, Inc. is a division of Meridian Legal Search. Placements include temporary and temp-to-perm attorneys and paralegals at all levels and in a wide range of practice areas.Meridian Legal Search is a founding member of the National Association of Legal Search Consultants (NALSC) and adheres to the NALSC Code of Ethics.