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Growing company has been launching new, often cutting edge and varied mutual funds. Long Island location.
Must have on-target experience doing ’40 Act/Mutual Funds work in a law firm or in-house.
Compensation: Up to $150K package (base + bonus.)
Commute: Good driving on the LIE or Northern State; can also reverse commute on railroad.
Join the Legal Team which provides a variety of corporate governance services to mutual fund clients of all types, including open-end and closed-end funds and exchange-traded products.
Provide mutual fund clients, complete ongoing legal tasks and projects for their assigned mutual fund advisory clients and board of director relationships.
Work closely with Legal staff, admins and other departments of the Company to manage assigned client needs and provide Legal core services on a relatively independent basis.
Assist with the identification and resolution of various legal issues as they arise in relation to the various federal securities laws, including primarily the Investment Company Act of 1940 and the Securities Act of 1933.
Oversee all aspects of the planning, preparation and execution of Board and shareholder meetings, including the preparation and distribution of mutual fund Board meeting materials, including agendas, meeting notices, cover letters, resolutions and other supporting documentation as necessary.
Attend and provide support at Board and Committee meetings. Draft and submit for review mutual fund Board and Committee meeting minutes in a timely fashion.
Draft and review client agreements and other written memoranda. Prepare and submit for review investment company regulatory filings and shareholder communications (including prospectuses, statements of additional information, supplemental materials, proxy materials, etc.) Incorporate revisions and review drafts of all mutual fund filings submissions with the U.S. Securities and Exchange Commission.
Provide support and assistance to other areas of the company and outside vendors and service providers on issues relating to mutual funds.
Any level of relevant experience within the $150K compensation range.
Legal experience required, preferably within a law firm, mutual fund, mutual fund services provider or related financial services company.
Experience working with mutual fund boards, including attending board meetings, delivering presentations, and covering matters for board consideration preferred.
Resumes in confidence to: firstname.lastname@example.org
Internal Number: MFA303
About Meridian Legal Search
Meridian Legal Search is a legal staffing organization specializing in the search, recruitment and placement of attorneys, paralegals and compliance professionals for the nation's leading financial institutions, insurance companies, pharmaceutical companies, law firms, Fortune 500 companies and other major corporations. Meridian was first established in 1936, and has successfully been placing attorneys more than 40 years now. Meridian's clients include corporations (public and private), law firms (large, medium and boutique) and Fortune 1000 and global financial services corporations. We place partners, counsels and associates; general counsel, associate counsel, staff attorneys and paralegals in corporate finance, litigation, securities/compliance, investment banking, investment management, banking, private equity, venture capital, mutual funds, hedge funds, broker dealer, insurance, intellectual property, media, entertainment, information technology, pharmaceutical and many other industries. Our clients are located throughout the United States and overseas. All communication and correspondence with candidates is treated confidentially, and candidate resumes are submitted to clie...nts only upon receiving the candidate's prior express permission to do so. Other services we offer include counseling law firms and corporations on hiring strategies and compensation packages, law firm mergers and diversity hiring programs. We have a state of the art, advanced computer database of 100,000 attorneys and 9,000 law firms, corporations and not-for-profits. Additionally, Meridian Legal Temps, Inc. is a division of Meridian Legal Search. Placements include temporary and temp-to-perm attorneys and paralegals at all levels and in a wide range of practice areas.Meridian Legal Search is a founding member of the National Association of Legal Search Consultants (NALSC) and adheres to the NALSC Code of Ethics.