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Our client, a premier investment management firm in NYC, is looking to hire someone with a strong Investment Company Act background to serve as the CCO for one of their registered funds platforms. If you are looking to take the next step in your career, then this could be the right opportunity for you.
Some of the daily responsibilities will include advising on 1940 Act compliance, advising the board of directors on quarterly and annual compliance reporting, and administering various policies and procedures. A minimum of 8+ years of experience is required and a JD is preferred, but not mandatory.
PREFERRED PLACEMENT is a full service executive search firm, with particular focus on legal and compliance professionals. We are regularly retained and/or exclusive recruiters for General Counsel and Chief Compliance Officer searches. We conduct searches in all practice areas and industries for companies and law firms across the United States and internationally. Those industries include financial services, healthcare, IT, consumer products and manufacturing, to name a few.