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BarkerGilmore has been exclusively engaged to identify a Compliance Manager for a highly-rated advisory business in Baltimore, MD.
This is a new position due to growth in the company's global compliance organization. The opportunity offers high growth potential with exposure to the company’s top business and legal executives. First and foremost, we are searching for someone with experience working with investment advisors and a strong understanding of the technical side of investing. The person in this position will be able to build this compliance function under the mentorship of a seasoned and collaborative compliance leader. It will involve daily interaction with the investments business to oversee compliance of material distributed to institutional investment advisers. Series 7 and 24 licenses are required.
BarkerGilmore exclusively places lawyers into In-house counsel positions on a global basis. We are known for delivering top-quality lawyers for Corporate Counsel, General Counsel, Executives, Compliance Officers, and Board Members to industry leading organizations.
Our team of dedicated specialists and our exclusive relationships with the most sought out companies in the industry differenti...ates us from our competitors. BarkerGilmore is chosen by clients because of our consistent track record of delivering the highest quality talent.
BarkerGilmore provides hiring authorities the most reliable source for diverse slates of top performing talent for General Counsel, Compliance Officer and Board of Directors. CustomFit, the firm’s proprietary process, and a performance based business model guarantee the success of every search. All clients are willing to act as references and all engage the firm in repeat business.