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Two cutting edge boutique funds companies, owned by very large prestigious investment management industry parent company, seek Senior Compliance Officers. Boutiques specialize in registered funds and alternative funds, including credit and high yield (credit experience optional.)
New positions! Report directly to each CCO - function as their deputy.
Interact with CEO, senior management, business people, portfolio managers and investors.
Package to $170K (base plus bonus.)
Growth potential-company often promotes from within.
Positions located in very attractive Westchester/Southern Connecticut area.
Regular interaction with senior management, compliance, legal, portfolio management and operations personnel.
Assisting with all aspects of compliance and will work closely with the Chief Compliance Officer (CCO) in developing and executing the firm’s Compliance program. The primary objective is to continue a strong, sophisticated and effective “Culture of Compliance” within the firm.
5+ years of compliance background with focus on securities and registered funds.
Investment Company Act of 1940 and/or The Investment Advisers Act of 1940.
Credit experience a plus.
For more information and to be considered for this and other Meridian Legal Search legal and compliance opportunities, please send resumes in confidence to: email@example.com
Meridian Legal Search is a legal staffing organization specializing in the search, recruitment and placement of attorneys, paralegals and compliance professionals for the nation's leading financial institutions, insurance companies, pharmaceutical companies, law firms, Fortune 500 companies and other major corporations. Meridian was first established in 1936, and has successfully been placing att...orneys more than 40 years now. Meridian's clients include corporations (public and private), law firms (large, medium and boutique) and Fortune 1000 and global financial services corporations. We place partners, counsels and associates; general counsel, associate counsel, staff attorneys and paralegals in corporate finance, litigation, securities/compliance, investment banking, investment management, banking, private equity, venture capital, mutual funds, hedge funds, broker dealer, insurance, intellectual property, media, entertainment, information technology, pharmaceutical and many other industries. Our clients are located throughout the United States and overseas. All communication and correspondence with candidates is treated confidentially, and candidate resumes are submitted to clients only upon receiving the candidate's prior express permission to do so. Other services we offer include counseling law firms and corporations on hiring strategies and compensation packages, law firm mergers and diversity hiring programs. We have a state of the art, advanced computer database of 100,000 attorneys and 9,000 law firms, corporations and not-for-profits. Additionally, Meridian Legal Temps, Inc. is a division of Meridian Legal Search. Placements include temporary and temp-to-perm attorneys and paralegals at all levels and in a wide range of practice areas.Meridian Legal Search is a founding member of the National Association of Legal Search Consultants (NALSC) and adheres to the NALSC Code of Ethics.