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Mid-Level Funds Attorney opportunity with an established, mid-size NYC Funds Company!
Seeking a funds specialist with at least 3+ years of experience.
They provide U.S. and non-U.S. institutional investors and financial advisors access to a group of growth equity separate accounts, mutual funds, and privately offered investment vehicles.
Report to and assist the General Counsel with registration statements, board materials, and shareholder correspondence.
Small group, nice boss. Competitive compensation.
Support drafting, editing, revising, and reviewing legal documents.
Draft and review registration statements, investment advisory and sub-advisory agreements, annual reports, proxy statements, and organizational documents for open and closed registered funds.
Responsible for assisting with regulatory filings including, but not limited to, SEC Form ADV, Form 13F and 13H, Schedule 13G, 13D, and Forms 3, 4, 5.
Assist in the preparation of documentation for amendments, withdrawals, mergers, and dissolutions of fund series.
Assist in the preparation and execution of contracts and agreements for mutual funds and corporate entities.
Aid in the preparation of Mutual Fund Registration statements, supplements to prospectuses, and related Securities Act and SEC filings.
Assist with the compiling, organizing and reviewing agendas and materials for Board of Trustees meetings; the drafting of minutes of meetings; liaising with Board of Trustees on advisory and distribution matters.
Assist the legal and compliance with SEC, FINRA and European rules and regulations.
Work on general corporate matters including private fund formation and financing deals.
3+ years of experience with strong knowledge of the fund industry and securities laws.
Subject matter expert in the Investment Advisor’s Act of 1940, Investment Company Act of 1940, SEC and FINRA rules, and UCITS regulations. Experience with Equity Asset Management, Hedge Fund and/or the Investment Advisor industry.
Meridian Legal Search is a legal staffing organization specializing in the search, recruitment and placement of attorneys, paralegals and compliance professionals for the nation's leading financial institutions, insurance companies, pharmaceutical companies, law firms, Fortune 500 companies and other major corporations. Meridian was first established in 1936, and has successfully been placing attorneys more than 40 years now. Meridian's clients include corporations (public and private), law firms (large, medium and boutique) and Fortune 1000 and global financial services corporations. We place partners, counsels and associates; general counsel, associate counsel, staff attorneys and paralegals in corporate finance, litigation, securities/compliance, investment banking, investment management, banking, private equity, venture capital, mutual funds, hedge funds, broker dealer, insurance, intellectual property, media, entertainment, information technology, pharmaceutical and many other industries. Our clients are located throughout the United States and overseas. All communication and correspondence with candidates is treated confidentially, and candidate resumes are submitted to clie...nts only upon receiving the candidate's prior express permission to do so. Other services we offer include counseling law firms and corporations on hiring strategies and compensation packages, law firm mergers and diversity hiring programs. We have a state of the art, advanced computer database of 100,000 attorneys and 9,000 law firms, corporations and not-for-profits. Additionally, Meridian Legal Temps, Inc. is a division of Meridian Legal Search. Placements include temporary and temp-to-perm attorneys and paralegals at all levels and in a wide range of practice areas.Meridian Legal Search is a founding member of the National Association of Legal Search Consultants (NALSC) and adheres to the NALSC Code of Ethics.